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1---2license: apple-amlr3license_name: apple-sample-code-license4license_link: LICENSE5---6 7# OpenELM8 9*Sachin Mehta, Mohammad Hossein Sekhavat, Qingqing Cao, Maxwell Horton, Yanzi Jin, Chenfan Sun, Iman Mirzadeh, Mahyar Najibi, Dmitry Belenko, Peter Zatloukal, Mohammad Rastegari*10 11We introduce **OpenELM**, a family of **Open** **E**fficient **L**anguage **M**odels. OpenELM uses a layer-wise scaling strategy to efficiently allocate parameters within each layer of the transformer model, leading to enhanced accuracy. We pretrained OpenELM models using the [CoreNet](https://github.com/apple/corenet) library. We release both pretrained and instruction tuned models with 270M, 450M, 1.1B and 3B parameters. We release the complete framework, encompassing data preparation, training, fine-tuning, and evaluation procedures, alongside multiple pre-trained checkpoints and training logs, to facilitate open research.12 13Our pre-training dataset contains RefinedWeb, deduplicated PILE, a subset of RedPajama, and a subset of Dolma v1.6, totaling approximately 1.8 trillion tokens. Please check license agreements and terms of these datasets before using them.14 15 16 17## Usage18 19We have provided an example function to generate output from OpenELM models loaded via [HuggingFace Hub](https://huggingface.co/docs/hub/) in `generate_openelm.py`.20 21You can try the model by running the following command:22```23python generate_openelm.py --model apple/OpenELM-1_1B-Instruct --hf_access_token [HF_ACCESS_TOKEN] --prompt 'Once upon a time there was' --generate_kwargs repetition_penalty=1.224```25Please refer to [this link](https://huggingface.co/docs/hub/security-tokens) to obtain your hugging face access token.26 27Additional arguments to the hugging face generate function can be passed via `generate_kwargs`. As an example, to speedup the inference, you can try [lookup token speculative generation](https://huggingface.co/docs/transformers/generation_strategies) by passing the `prompt_lookup_num_tokens` argument as follows:28```29python generate_openelm.py --model apple/OpenELM-1_1B-Instruct --hf_access_token [HF_ACCESS_TOKEN] --prompt 'Once upon a time there was' --generate_kwargs repetition_penalty=1.2 prompt_lookup_num_tokens=1030```31Alternatively, try model-wise speculative generation with an [assistive model](https://huggingface.co/blog/assisted-generation) by passing a smaller model through the `assistant_model` argument, for example:32```33python generate_openelm.py --model apple/OpenELM-1_1B-Instruct --hf_access_token [HF_ACCESS_TOKEN] --prompt 'Once upon a time there was' --generate_kwargs repetition_penalty=1.2 --assistant_model [SMALLER_MODEL]34```35 36## Main Results37 38### Zero-Shot39 40| **Model Size**                                                              | **ARC-c** | **ARC-e** | **BoolQ** | **HellaSwag** | **PIQA**  | **SciQ**  | **WinoGrande** | **Average** |41|-----------------------------------------------------------------------------|-----------|-----------|-----------|---------------|-----------|-----------|----------------|-------------|42| [OpenELM-270M](https://huggingface.co/apple/OpenELM-270M)                   | 26.45     | 45.08     | **53.98** | 46.71         | 69.75     | **84.70** | **53.91**      | 54.37       |43| [OpenELM-270M-Instruct](https://huggingface.co/apple/OpenELM-270M-Instruct) | **30.55** | **46.68** | 48.56     | **52.07**     | **70.78** | 84.40     | 52.72          | **55.11**   |44| [OpenELM-450M](https://huggingface.co/apple/OpenELM-450M)                   | 27.56     | 48.06     | 55.78     | 53.97         | 72.31     | 87.20     | 58.01          | 57.56       |45| [OpenELM-450M-Instruct](https://huggingface.co/apple/OpenELM-450M-Instruct) | **30.38** | **50.00** | **60.37** | **59.34**     | **72.63** | **88.00** | **58.96**      | **59.95**   |46| [OpenELM-1_1B](https://huggingface.co/apple/OpenELM-1_1B)                   | 32.34     | **55.43** | 63.58     | 64.81         | **75.57** | **90.60** | 61.72          | 63.44       |47| [OpenELM-1_1B-Instruct](https://huggingface.co/apple/OpenELM-1_1B-Instruct) | **37.97** | 52.23     | **70.00** | **71.20**     | 75.03     | 89.30     | **62.75**      | **65.50**   |48| [OpenELM-3B](https://huggingface.co/apple/OpenELM-3B)                       | 35.58     | 59.89     | 67.40     | 72.44         | 78.24     | **92.70** | 65.51          | 67.39       |49| [OpenELM-3B-Instruct](https://huggingface.co/apple/OpenELM-3B-Instruct)     | **39.42** | **61.74** | **68.17** | **76.36**     | **79.00** | 92.50     | **66.85**      | **69.15**   |50 51### LLM36052 53| **Model Size**                                                              | **ARC-c** | **HellaSwag** | **MMLU**  | **TruthfulQA** | **WinoGrande** | **Average** |54|-----------------------------------------------------------------------------|-----------|---------------|-----------|----------------|----------------|-------------|55| [OpenELM-270M](https://huggingface.co/apple/OpenELM-270M)                   | 27.65     | 47.15         | 25.72     | **39.24**      | **53.83**      | 38.72       |56| [OpenELM-270M-Instruct](https://huggingface.co/apple/OpenELM-270M-Instruct) | **32.51** | **51.58**     | **26.70** | 38.72          | 53.20          | **40.54**   |57| [OpenELM-450M](https://huggingface.co/apple/OpenELM-450M)                   | 30.20     | 53.86         | **26.01** | 40.18          | 57.22          | 41.50       |58| [OpenELM-450M-Instruct](https://huggingface.co/apple/OpenELM-450M-Instruct) | **33.53** | **59.31**     | 25.41     | **40.48**      | **58.33**      | **43.41**   |59| [OpenELM-1_1B](https://huggingface.co/apple/OpenELM-1_1B)                   | 36.69     | 65.71         | **27.05** | 36.98          | 63.22          | 45.93       |60| [OpenELM-1_1B-Instruct](https://huggingface.co/apple/OpenELM-1_1B-Instruct) | **41.55** | **71.83**     | 25.65     | **45.95**      | **64.72**      | **49.94**   |61| [OpenELM-3B](https://huggingface.co/apple/OpenELM-3B)                       | 42.24     | 73.28         | **26.76** | 34.98          | 67.25          | 48.90       |62| [OpenELM-3B-Instruct](https://huggingface.co/apple/OpenELM-3B-Instruct)     | **47.70** | **76.87**     | 24.80     | **38.76**      | **67.96**      | **51.22**   |63 64 65### OpenLLM Leaderboard66 67| **Model Size**                                                              | **ARC-c** | **CrowS-Pairs** | **HellaSwag** | **MMLU**  | **PIQA**  | **RACE**  | **TruthfulQA** | **WinoGrande** | **Average** |68|-----------------------------------------------------------------------------|-----------|-----------------|---------------|-----------|-----------|-----------|----------------|----------------|-------------|69| [OpenELM-270M](https://huggingface.co/apple/OpenELM-270M)                   | 27.65     | **66.79**       | 47.15         | 25.72     | 69.75     | 30.91     | **39.24**      | **53.83**      | 45.13       |70| [OpenELM-270M-Instruct](https://huggingface.co/apple/OpenELM-270M-Instruct) | **32.51** | 66.01           | **51.58**     | **26.70** | **70.78** | 33.78     | 38.72          | 53.20          | **46.66**   |71| [OpenELM-450M](https://huggingface.co/apple/OpenELM-450M)                   | 30.20     | **68.63**       | 53.86         | **26.01** | 72.31     | 33.11     | 40.18          | 57.22          | 47.69       |72| [OpenELM-450M-Instruct](https://huggingface.co/apple/OpenELM-450M-Instruct) | **33.53** | 67.44           | **59.31**     | 25.41     | **72.63** | **36.84** | **40.48**      | **58.33**      | **49.25**   |73| [OpenELM-1_1B](https://huggingface.co/apple/OpenELM-1_1B)                   | 36.69     | **71.74**       | 65.71         | **27.05** | **75.57** | 36.46     | 36.98          | 63.22          | 51.68       |74| [OpenELM-1_1B-Instruct](https://huggingface.co/apple/OpenELM-1_1B-Instruct) | **41.55** | 71.02           | **71.83**     | 25.65     | 75.03     | **39.43** | **45.95**      | **64.72**      | **54.40**   |75| [OpenELM-3B](https://huggingface.co/apple/OpenELM-3B)                       | 42.24     | **73.29**       | 73.28         | **26.76** | 78.24     | **38.76** | 34.98          | 67.25          | 54.35       |76| [OpenELM-3B-Instruct](https://huggingface.co/apple/OpenELM-3B-Instruct)     | **47.70** | 72.33           | **76.87**     | 24.80     | **79.00** | 38.47     | **38.76**      | **67.96**      | **55.73**   |77 78See the technical report for more results and comparison.79 80## Evaluation81 82### Setup83 84Install the following dependencies:85 86```bash87 88# install public lm-eval-harness89 90harness_repo="public-lm-eval-harness"91git clone https://github.com/EleutherAI/lm-evaluation-harness ${harness_repo}92cd ${harness_repo}93# use main branch on 03-15-2024, SHA is dc90fec94git checkout dc90fec95pip install -e .96cd ..97 98# 66d6242 is the main branch on 2024-04-01 99pip install datasets@git+https://github.com/huggingface/datasets.git@66d6242100pip install tokenizers>=0.15.2 transformers>=4.38.2 sentencepiece>=0.2.0101 102```103 104### Evaluate OpenELM105 106```bash107 108# OpenELM-1_1B-Instruct109hf_model=apple/OpenELM-1_1B-Instruct110 111# this flag is needed because lm-eval-harness set add_bos_token to False by default, but OpenELM uses LLaMA tokenizer which requires add_bos_token to be True112tokenizer=meta-llama/Llama-2-7b-hf113add_bos_token=True114batch_size=1115 116mkdir lm_eval_output117 118shot=0119task=arc_challenge,arc_easy,boolq,hellaswag,piqa,race,winogrande,sciq,truthfulqa_mc2120lm_eval --model hf \121        --model_args pretrained=${hf_model},trust_remote_code=True,add_bos_token=${add_bos_token},tokenizer=${tokenizer} \122        --tasks ${task} \123        --device cuda:0 \124        --num_fewshot ${shot} \125        --output_path ./lm_eval_output/${hf_model//\//_}_${task//,/_}-${shot}shot \126        --batch_size ${batch_size} 2>&1 | tee ./lm_eval_output/eval-${hf_model//\//_}_${task//,/_}-${shot}shot.log127 128shot=5129task=mmlu,winogrande130lm_eval --model hf \131        --model_args pretrained=${hf_model},trust_remote_code=True,add_bos_token=${add_bos_token},tokenizer=${tokenizer} \132        --tasks ${task} \133        --device cuda:0 \134        --num_fewshot ${shot} \135        --output_path ./lm_eval_output/${hf_model//\//_}_${task//,/_}-${shot}shot \136        --batch_size ${batch_size} 2>&1 | tee ./lm_eval_output/eval-${hf_model//\//_}_${task//,/_}-${shot}shot.log137 138shot=25139task=arc_challenge,crows_pairs_english140lm_eval --model hf \141        --model_args pretrained=${hf_model},trust_remote_code=True,add_bos_token=${add_bos_token},tokenizer=${tokenizer} \142        --tasks ${task} \143        --device cuda:0 \144        --num_fewshot ${shot} \145        --output_path ./lm_eval_output/${hf_model//\//_}_${task//,/_}-${shot}shot \146        --batch_size ${batch_size} 2>&1 | tee ./lm_eval_output/eval-${hf_model//\//_}_${task//,/_}-${shot}shot.log147 148shot=10149task=hellaswag150lm_eval --model hf \151        --model_args pretrained=${hf_model},trust_remote_code=True,add_bos_token=${add_bos_token},tokenizer=${tokenizer} \152        --tasks ${task} \153        --device cuda:0 \154        --num_fewshot ${shot} \155        --output_path ./lm_eval_output/${hf_model//\//_}_${task//,/_}-${shot}shot \156        --batch_size ${batch_size} 2>&1 | tee ./lm_eval_output/eval-${hf_model//\//_}_${task//,/_}-${shot}shot.log157 158```159 160 161## Bias, Risks, and Limitations162 163The release of OpenELM models aims to empower and enrich the open research community by providing access to state-of-the-art language models. Trained on publicly available datasets, these models are made available without any safety guarantees. Consequently, there exists the possibility of these models producing outputs that are inaccurate, harmful, biased, or objectionable in response to user prompts. Thus, it is imperative for users and developers to undertake thorough safety testing and implement appropriate filtering mechanisms tailored to their specific requirements.164 165## Citation166 167If you find our work useful, please cite:168 169```BibTex 170@article{mehtaOpenELMEfficientLanguage2024,171	title = {{OpenELM}: {An} {Efficient} {Language} {Model} {Family} with {Open} {Training} and {Inference} {Framework}},172	shorttitle = {{OpenELM}},173	url = {https://arxiv.org/abs/2404.14619v1},174	language = {en},175	urldate = {2024-04-24},176	journal = {arXiv.org},177	author = {Mehta, Sachin and Sekhavat, Mohammad Hossein and Cao, Qingqing and Horton, Maxwell and Jin, Yanzi and Sun, Chenfan and Mirzadeh, Iman and Najibi, Mahyar and Belenko, Dmitry and Zatloukal, Peter and Rastegari, Mohammad},178	month = apr,179	year = {2024},180}181 182@inproceedings{mehta2022cvnets, 183     author = {Mehta, Sachin and Abdolhosseini, Farzad and Rastegari, Mohammad}, 184     title = {CVNets: High Performance Library for Computer Vision}, 185     year = {2022}, 186     booktitle = {Proceedings of the 30th ACM International Conference on Multimedia}, 187     series = {MM '22} 188}189```190